Maverix Securities AG

About us

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Since 2008, Maverix Securities AG, formerly known as CAT Financial Products, has been one of the leading Swiss Securities Houses in the Structured Products market. We break the conventions of traditional investment culture to create new value for those that share our vision, ambition and passion.

The Home of Maverix Mindset

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1 Country

Switzerland

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65+ Total staff

employees, board
members & advisors

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4 Locations

Zurich, Bern, Lugano, Geneva

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15
Nationalities

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10
Tech Experts

Located in Switzerland

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100% Carbon
Neutral

The heart of our service.

We are Maverix

Mission. Vision. Values.

Mission

We are Always Ahead.

Vision

We create new value through Inspired Innovation.

Value Proposition

We break free from the conventions of traditional investment culture to create new value for those that share our vision, ambition and passion. Our unique investment approach combines next-gen technology, deep human experience and relentless creativity.

The Maverix Mindset

Our ambitious way of thinking guides how we work as individuals, collaborate as a team and inspire our client partners. We never stop looking for new ways to create new value.

Supervision

Swiss Securities Firm according to article 41 lit. b and c of the Federal Act on Financial Institutions, supervised on a consolidated basis by the Swiss Financial Market Supervisory Authority FINMA.

Association Membership

Member of the Swiss Structured Products Association (SSPA)

Sustainability

100% Carbon Neutral

VERSATILE COMPETENCE

Team

Meet the faces, minds and hearts behind the Maverix team, united by a shared vision and commitment to redefining what's possible.

Executive Committee

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Giuliano Glocker

Co-CEO & Founder

+41 43 311 27 40

Founder, Partner and Head of Sales. Leads Sales, Investment Solutions and is responsible for the leadership and strategy of the group.

Business Experience

  • Over 15 years of banking and derivative experience
  • Founder of Maverix Securities AG via management buyout
  • Previously, at Credit Suisse, held several positions in private banking and trading; structured products Credit Suisse Germany, Austria and Luxembourg
  • Swiss Federal Certified Banking Specialist
  • SIX Swiss Exchange licence
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Roman Przibylla

Head Investments

+41 43 311 42 85

Partner. Responsible for public distribution of ETPs, AMCs, Thematic Tracker Certificates and Structured Products, distribution partnerships, marketing and communications.

Business Experience

  • 15 years experience in sales and distribution of structured products and ETFs in Europe
  • Various positions for HSBC in Düsseldorf as well as Deutsche Bank and Commerzbank in Frankfurt
  • Before joining Maverix, he led the sales team for structured products, AMCs and deritrade to Swiss banks at Vontobel in Zurich
  • Founder of voola gmbh, the first semantic search engine for financial products, which is used by Flatex, Scalable Capital and Börse München gettex today.
  • Studied business administration at the University of Cologne with a focus on finance
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Maurizio Maniglia

Head Digital Platforms

+41 43 311 27 89

Partner. Responsible for the operation and expansion of the Digital Platform. This includes the Multi Issuer Platform, but also the fully electronic Life-Cycle Management Tool, which ensures the constant monitoring of structured products from issuance to maturity.

Business Experience

  • More than 25 years of experience in investment banking and brokerage.
  • Domestic and international assignments with international banks such as UBS, Citibank, ABN AMRO/Royal Bank of Scotland.
  • Co-establishment and expansion of independent structured products brokers
  • Bachelor in business administration HF at the SIB (Swiss Institute of Business Administration)
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Ivo Sauter

COO

+41 43 311 27 40

Chief Operating Officer in charge of Operations, IT and Project Management Group wide. Also responsible for the design, implementation and future developments of the platform and infrastructure globally.

Business Experience

  • More than 25 years of experience in the Financial industry
  • Domestic and international assignments with banks such as Credit Suisse, Citibank, Julius Baer, Falcon and Six Digital Exchange
  • Experience in Cryptocurrencies and Digital Assets
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David Schmid

Co-CEO

+41 43 311 27 95

Partner and Head Markets. Leads the trading and structuring of financial products and is responsible for the leadership and strategy of the Group.

Business Experience

  • Since 2021 at Maverix Securities AG and responsible for the further business development and the regional and international expansion of the group
  • 13 years with Leonteq AG and five years in a management position as Global Head Sales
  • Member of the Executive Board and Head of the Investment Solutions Division
  • As CEO Asia responsible for the development and expansion of Leonteq AG in the APAC region
  • Global experience in sales and trading of structured products
  • Responsible for the development of technological platforms and new investment solutions incl. cryptos
  • Studies at the University of Zurich with a degree in Banking & Finance
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Ulrich Sauter

Head Legal, Compliance and Risk

+41 43 311 42 94

Partner. Covers all risk, legal, compliance and tax matters.

Business Experience

  • More than 24 years of experience as an attorney at law in the capital markets
  • 10 years as General Counsel, Member of the Executive Committee and Corporate Secretary of Leonteq AG and Leonteq Securities AG and member of the Board of Director of various subsidiaries
  • General Counsel of the Tezos Foundation
  • Highly experienced in financial products, capital markets regulation, corporate governance, distributed ledger technology, digital assets and corporate law
  • Law degree from the University of St. Gallen and postgraduate studies at New York University School of Law (LL.M.)
  • Member of the Zurich and Swiss Bar Association
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Patrik Gilli

CFO

+41 43 344 42 96

Chief Financial Officer, responsible for Finance, Reporting and Control for the entire group including expansion of the company in Switzerland and abroad in these areas.

Business Experience

  • Over 15 years experience as Chief Financial Officer in the financial industry, from start-ups to listed companies
  • Previously Group CFO at Bellevue Group (SIX-listed Asset Manager), Group CFO at Rothschild & Co (Global Trust Business) and CFO at several Start-ups in Fintech and Digital Assets
  • Experience in M&A transactions and fundraising with international investors
  • Swiss certified public accountant and former Audit Manager at PricewaterhouseCoopers Switzerland
  • Studies at the University of Zurich with a degree in Banking & Finance

Board of Directors

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Michael Hartweg

Chairman

Chairman of the Board of Directors since 2022. Experience and competencies in investments, financial services and trading at renowned financial companies.

Business Experience

  • 25+ years of experience in the financial sector
  • Investor and advisor to companies in the financial, technology and sports sectors
  • Founding partner of Leonteq Securities and responsible for building and developing the successful FinTech company
  • Senior positions in trading and structuring at Goldman Sachs and Commerzbank
  • Master's degree in economics and engineering from the University of Karlsruhe, Germany
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Daniel Eggenberger

Director

Member of the Board of Directors since 2021. Experience and competencies in securities trading, asset management and international group structures.

Business Experience

  • 40+ years of experience in finance
  • Leading positions in trading with a focus on derivatives
  • Established various companies in the areas of fund management, family office, real estate, energy sector, financial holding company
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Valerio Roncone

Director

Member of the Board of Directors since 2022. Experience and competencies in management and operational services.

Business Experience

  • 35+ years of experience in finance, in particular in securities back-office.
  • Former member of the Executive Board of SIX Securities Services Ltd.
  • Head of Operational Services at Leonteq Securities AG until 2013
  • Previously Head of Banking Operations and Member of GL COF-ITO Division at Bank Julius Baer & Co. AG
  • Diploma in Business Administration FH from the University of Applied Sciences KV Zurich Business School
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Andreas Eschbach

Vice Chairman

Vice Chairman of the Board of Directors since 2022. Experience and competencies in the areas of business informatics, core banking technology, business process reengineering, M&A as well as Blockchain in Switzerland and abroad.

Business Experience

  • 30+ years of professional experience in finance and consulting
  • 22 years with PricewaterhouseCoopers AG, thereof 14 years as Partner and most recently as Leader Risk Assurance Switzerland and PwC Europe
  • Federal Diploma in Business Information Science from the WISS Schools of Business, Information Technology and Real Estate in Zurich
  • Bachelor's degree in Business Information Science from the Teko University of Applied Sciences in Lucerne
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Beat Hodel

Director

Member of the Board of Directors since 2022. Experience and competencies in the areas of finance, risk and legal.

Business Experience

  • 30+ years of experience in finance and consulting.
  • Former Chief Risk Officer of Raiffeisen Switzerland Cooperative
  • Several consulting mandates
  • PhD: Doctor Thesis and Doctoral Examination, awarding formally to the degree as a Dr.rer.pol. in 1991

Close

Locations

We are always ahead.

Zurich

Tessinerplatz 7
8002 Zurich
+41 43 311 27 40
info@mavx.com

Bern

Bahnhofstrasse 5
3322 Urtenen-Schönbühl
+41 31 306 17 31
info@mavx.com

Geneva

Rue du Rhône 100
1204 Geneva
+41 22 309 08 80
info@mavx.com

Lugano

Via Nassa 5
6900 Lugano
+41 91 610 70 90
info@mavx.com